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Location: Dublin Contact: Stephen Daly Skills Keywords: IT CONTROLS , SOX
Description: Regulatory Compliance Support My Financial Dublin based client is currently seeking a Regulatory Compliance Support to be responsible for providing IT support to Regulatory and Compliance queries...
Description: Regulatory Compliance Support
My Financial Dublin based client is currently seeking a Regulatory Compliance Support to be responsible for providing IT support to Regulatory and Compliance queries for the relevant Regulatory Authorities and Compliance Bodies including Ireland, the UK, Europe and the US.
• Provide support in the preparation of all IT responses to Regulatory and Compliance queries and special exercises.
• Maintain a log of all IT queries raised by the regulatory authorities to ensure they are addressed within the required timeline
• Assist in the design, development and maintenance of a Data Room of Regulatory relevant materials to support both the standard requests and periodic exercises
• Maintain consistency throughout the management and recording of all data and documentation within IT Regulatory and Compliance
• Support the implementation and ongoing co-ordination of all proactive and reactive IT Regulatory and Compliance processes and procedures
• Ensure BAU activities for IT Regulatory and Compliance are scheduled and delivered to agreed timelines
• Work in an integrated way with the Group Risk and Compliance Regulatory function and other group functions as necessary
• Co-ordinate annual Staff compliance activities across such as AML, Code of Conduct, Information Security, etc.
• Experience in a regulatory and compliance role is desirable – preferably in the financial industry.
• An appropriate qualification in a related discipline such as IT, Regulatory, Business Management.
• Ability to work to tight deadlines and on own initiative.
• Professional, enthusiastic individual who is flexible to changing regulatory environment and the associated work demands.
• Proven ability to develop and maintain strong working relationships with frontline technical resources and senior management stakeholders
This is an excellent role with a market leading client offering a strong salary for the right candidate. The client is eager to interview ASAP so please contact me on 01 2866666 or email me on email@example.com for immediate consideration.
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